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质性研究中的资料饱和及其判定

杨莉萍1 亓立东1 张博1

(1.南京师范大学心理学院, 南京 210024)

【摘要】在质性研究中,资料饱和通常被用以评估研究资料的充足性。但在研究实践中,资料饱和却存在概念模糊及操作性问题。作为某项质性研究所抽取的样本量已满足研究需要的标志,按照在研究过程中判定时点的先后顺序,资料饱和可划分为数据饱和、编码或主题饱和、意义饱和及理论饱和4种主要形式。4种形式的资料饱和各有其特定的内涵、评估方式和判定标准。研究认为,达到资料饱和的样本量标准不应统一设定,其检验需嵌入具体的研究过程;资料饱和存在逻辑上的不确定性,适度追加抽样有助于进一步确认;资料饱和作为考察研究质量的一项重要指标,并不适用于所有质性研究。

【关键词】 质性研究;资料饱和;判别方式;判定标准;

【DOI】

Concepts and evaluation of saturation in qualitative research

YANG Liping1 QI Lidong1 ZHANG Bo1

(1.School of Psychology, Nanjing Normal University, Nanjing 210024)

【Abstract】With the methodological changes in psychology, more and more researchers tend to accept qualitative research as an effective way to solve psychological problems and serve the public. In a qualitative study, a sufficient sample is the guarantee of research validity, and saturation is an indicator used to assess the adequacy of research data. Saturation means that on the basis of the currently collected and analyzed data, further data collection will not help researchers develop a deeper understanding of the story or theory, and thus there is no need to continue to collect data. The concept of theoretical saturation was first proposed in grounded theory. Then with the development of qualitative research methods, researchers have created more saturation concepts, including data saturation, code or thematic saturation, and meaning saturation. Due to the diversity of saturation and its judgment standards, the relationship between different kinds of saturation is complicated and ambiguous. In addition, previous studies lack operational description and practical guidance for the evaluation of saturation, which leads to the vagueness of the concept of saturation and difficulties in evaluation. In order to solve these problems, this study clarified the concepts and evaluation methods of four levels of saturation and provided suggestions for researchers’ operations based on comparison and analysis. The four types of saturation occur at different stages of the research process, and each has its own specific connotations. Data saturation, code or thematic saturation focuses on the breadth of collected data while meaning saturation and theoretical saturation focus on the depth of research data. In terms of evaluation methods and criteria, researchers usually judge data saturation based on the repeatability of initial data; code or thematic saturation is determined based on empirical research results, the emergence of new codes or themes, or saturation coefficients; the results of retrospective empirical analysis or tables of meaning unit are normally used to evaluate meaning saturation; while the assessment of theoretical saturation relies on a process called “continuous comparison” in grounded theory, which focuses on the continuous improvement of the theory. Some problems are discussed in this study. (1) The sample size standard for reaching saturation should be embedded in the specific research process instead of being uniformly set in advance. Because each study has its unique questions, purposes, and methods, to which saturation is extremely sensitive, the evaluation of saturation should be based on the characteristics of the current research. (2) Due to the logical uncertainty of saturation, a little oversampling would be helpful. The logical uncertainty here means that researchers can only predict whether it is necessary to continue data collection based on the information that has been collected, which relies on the subjective judgment of researchers, and its accuracy can never be further proved. Oversampling may be an effective way to solve this problem, which means that even if saturation has been achieved, the researcher is recommended to add two to three personal interviews or one to two focus group interviews to make further confirmation. (3) As an important index for evaluating the quality of research, saturation is not suitable for all qualitative research, such as psychobiography and narrative analysis because they focus on a single or a few cases and pay more attention to the integrity of individual stories. In the future, researchers should further focus on the evaluation and testing of saturation in different kinds of qualitative research.

【Keywords】 qualitative research; saturation; evaluation methods; judgment criteria;

【DOI】

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ISSN:1671-3710

CN:11-4766/R

Vol , No. 03, Pages 511-521

January 2022

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